Overview
Tuesday, April 25, 2017
8:30 a.m. - 2:30 p.m
(Continental breakfast and lunch will be provided)
Barack Ferrazzano
200 West Madison Street
39th Floor
Chicago, Illinois
Click here for driving directions
The Barack Ferrazzano Financial Institutions Group is pleased to invite you to our annual Compliance "Spring Cleaning" Seminar. This interactive seminar is offered to assist our clients and friends with addressing and managing the ever-changing regulatory compliance environment.
Highlights for 2017
Featuring presentations from representatives of:
- Federal Reserve
- FDIC
- FBI
- Barack Ferrazzano Regulatory Attorneys
Agenda
| 8:30 - 9:00 a.m. | Registration & Breakfast |
| 9:00 - 9:45 a.m. | Introductions & Customer Due Diligence & Beneficial Ownership |
| 9:45 - 10:15 a.m. | Emerging Compliance Risks |
| 10:15 - 10:45 a.m. | Emerging FinTech Issues |
| 11:00 a.m. - 12:00 p.m. | What’s on the Regulators’ Radar? Roberta Rach, Lead Expert Support, Central District, Office of the Comptroller of the Currency (OCC) |
| 12:15 - 1:15 p.m. | Law Enforcement Update & Lunch |
| 1:30 - 2:00 p.m. | Bank Litigation Hotspots |
| 2:00 - 2:30 p.m. | Deposit Products Update |