Overview
Wednesday, April 24, 2019
8:30 AM - 3:30 PM
(Continental breakfast and lunch will be provided;
Cocktails and hors d'oeuvres to follow the event)
Barack Ferrazzano
200 West Madison Street
39th Floor
Chicago, Illinois
Click here for driving directions
The Barack Ferrazzano Financial Institutions Group is pleased to invite you to our annual Compliance "Spring Cleaning" Seminar. This is an opportunity for our clients and friends in the financial sector to stay current on the ever evolving world of regulatory compliance. Open to in-house counsel, compliance officers, and C-suite executives, the Seminar will help you navigate compliance challenges and preview what is likely on the horizon for your organization at your next compliance examination.
Highlights for 2019
Featuring presentations from representatives of:
- Federal Deposit Insurance Corporation
- Federal Reserve Bank of Chicago
- Federal Bureau of Investigation
- Industry Leading Compliance Officers
- Barack Ferrazzano Regulatory Attorneys
Agenda
| 9:00 - 9:45 AM | Welcome & Back to the Future: An Update from Past Seminars
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| 9:45 - 10:15AM | Evolving RESPA Issues
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| 10:30 - 11:00 AM | Enforcement Action Trends & Takeaways
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| 11:00 AM - 12:00 PM | What’s on the Regulators’ Radar?
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| 12:15 - 1:15 PM | Lunch & Law Enforcement Update
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| 1:30 - 2:15 PM | Compliance Office Panel Discussion
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| 2:15 - 2:45 PM | Litigation Update
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| 2:45 - 3:15 PM | Emerging FinTech Compliance Issues
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